Alternative Investment Asset Management

Company


Compliance

Our business is predicated on having the trust and respect of our clients and on our integrity and good judgment. By adhering to regulatory compliance requirements, exemplary standards and conducting our business with excellence and integrity, we believe that it will enhance the firm’s reputation and cultivate the growth of our business.

By maintaining strict compliance with the letter and spirit of the law, our clients will receive the following benefits:

  • Oversight – vCap Investments is required to meet strict compliance standards which are strictly regulated and designed to protect our clients.

  • Transparency - By visting the Texas State Securities Board, you can view our firm’s regulatory history with clients or regulators.

  • Dispute Resolution - The U.S. regulatory framework is widely regarded as one of the best in the world for investor protection. If a dispute with an registerd investment advisor arises, investors can turn to the Texas State Securities Board, NASD and SEC.

Click below to review our compliance documents:

The information contained in this website is provided by vCap Investments for informational purposes only. Nothing contained herein shall be construed to amend, supplement or otherwise modify any of the terms and conditions set forth in any client agreement between you and vCap Investments.